Requirements and Considerations before Sampling
The following questions are some of the
frequently asked questions before you go for a sampling work, which may be
intended for regulatory requirements or company quality assurance or any other relevant
requirements as we discuss in the previous articles. The purpose and the frequency
is basically come with the planning, but when you decide the sampling plan, it
is mandatory to reassure that you are doing the right thing. Thus it is very
good practice to keep a check list and to follow some of the requirements given
below as guide lines to get ready for a sampling expedition.
Does the
person taking the sample properly authorized?
Food Authorities must ensure that the
officers that they authorize to carry out food standards enforcement possess
suitable qualifications, and that they have evidence of experience and
competency to carry out the duties assigned to them; for example, records of
qualifications, details of accompanied sampling visits and formal appraisals.
When official sampling of foodstuffs for
food standards purposes is undertaken, authorized officers must additionally be
trained in the appropriate techniques and be competent to carry out sampling
duties. Sampling under the provisions of food legislations and the code of practice
should only be undertaken by officers who meet the appropriate requirements stipulated
in the code. The authorization and qualification of officers are often
questioned at the beginning of a court case.
Does the
type of samples that are to be taken known?
The Food Safety (Sampling and
Qualifications) Regulations require authorized officers who procure samples
under the Act, and who consider that the samples should be analyzed as a formal
sample, to divide the sample into three parts.
A decision needs to be made whether to take
a formal or an informal sample and, in the former case, whether a single part
sample is necessary or appropriate and whether the containers of food samples
should be opened or not. If no formal proceedings are likely to arise, then the
use of a simple informal sample will probably suffice. In this case, the sample
is taken as a single item or serving, with no formal requirements on the
division of the sample. This is often taken as an unopened container of the
food and labeled to identify its status as a sample.
The type of food involved may also affect
the way in which the sample is taken, particularly samples taken under the
provisions of regulations that have their own sampling provisions, as listed in
the schedule to the Food Safety Regulations. For example, specific guidance is
given on how to sample peanuts for aflatoxins and whole frozen chickens for
extraneous water content.
Are
there any legal, official or product specific sampling procedures that need to
be considered before taking food samples?
Most of the Food Safety Regulations contain
the basic legal provisions relating to the sampling of foods. That specifies
the detailed requirements for the manner of procuring samples and the method of
dealing with them. This includes their division into parts, the persons to whom
parts must be provided and the notices to be given. However, the sampling,
storage and analysis of some food products, analytes and even packaging
materials are often controlled by specific legislation that contains its own
detailed provisions which may override these general considerations. Examples
include: caseins and caseinates; coffee extracts and chicory extracts;
condensed and dried milk; specified sugar products; wine and spirit drinks;
dairy products (e.g. extraneous water); bottled waters; poultry meat standards
(e.g. water content); fishery products (e.g. chemical checks); veterinary
residues in animal products; pesticides in crops, foods and feeding stuffs;
nitrates; aflatoxins; ochratoxin A; lead; cadmium; mercury;
3-monochloropropane-1, 2-diol (3-MCPD); dioxins; plastic materials and articles
in contact with food and mineral hydrocarbons.
The sampling procedures of the Code,
however, do not have to be adhered to in the following circumstances:
Complaint food
samples that are submitted by consumers or other agencies;
Food samples that
are submitted to the Public Analyst or Food Examiner solely for monitoring or
surveillance purposes, where there is no intention at the time of sampling that
any formal enforcement action will ensue from the result;
Food samples
submitted for expert opinion (e.g. foreign body identification) rather than for
analysis or examination;
Food samples taken
as evidence in their own right (e.g. for use-by date offences);
Samples taken under the provisions of
regulations that have their own detailed sampling provisions listed in the
Schedule to the food safety regulations in the concerning country.
Do
you know how many, and how much sample will be needed?
The Code of Practice Guidance indicates
that the quantity and nature of any sample should be such as to enable the
required analysis to be made. The nature of the samples that are appropriate
will depend on the purpose for which the analysis is undertaken. The quantity
will vary according to the product and the type of analysis to be carried out.
The Public Analyst/Sampling Specialist/Food Analyst should be consulted in case
of doubt. This question of how much sample to take is regularly asked of Public
Analysts. Generally, if each part of a formal sample is about 300 - 500 grams then
this should be sufficient for analysis. In the case of spirits for alcohol content
taken from licensed premises, the equivalent of a double shot from an optic
(50ml) for each part of the sample will usually suffice although more may be
required for other analysis. Again some regulations give guidance on the minimum
weight of final samples.
Where the samples are pre-packed, and in
relatively small containers, e.g. 250 grams, and they are not to be opened,
then ideally at least 6 or 9 items should be taken as the sample and divided
into the three representative final parts, with two or three food containers in
each part. Generally, one sample of a specific food is taken and divided into
three final parts of the sample. On some occasions multiple samples are taken
e.g. to check whether the nutrition declarations on a ready meal are
“typically” low by purchasing from different shops or different batches of
production.
Are
the correct labels, forms and paperwork, equipment, containers, utensils, and
official seals available?
Each Authority should ideally have a
defined system for the administration of samples. This will normally include
the use of appropriately designed record forms, sample labels and laboratory
submission sheets. Self-duplicating forms provide a useful means of keeping an
exact record of all data. On taking a formal sample for analysis, the three
final parts of the sample will need to be labeled with the name of the food,
the name of the sampling officer, the name of the authority, the place, date
and time of sampling and an identification number. They will also need to be
placed in suitable containers and secured with a tamper evident seal.
Sufficient labels, forms, containers and seals will need to be taken to the
point at which the sampling is to be carried out.
Consideration also needs to be given to the
correct container for the sample type. The code of practice Guidance indicates
that samples of food which are not pre-packed or opened cans or packets of food
should first be placed in clean, dry, leak-proof containers such as wide
mouthed glass or plastic jars, stainless steel metal cans or disposable food
quality plastic bags. Jars, bottles or cans should be suitably closed.
Disposable food-quality plastic bags should be sealed securely after filling so
that they cannot leak or become contaminated during normal handling. Samples of
alcoholic drinks should be placed in glass bottles of appropriate size which
have leak-proof caps and do not absorb alcohols.
The code of practice guidance indicates
that the contained final parts should each be secured with a tamper evident
seal. It is often useful to place the parts of the sample in a second
container, such as a plastic bag, which should be sealed in such a way as to
ensure that the sample cannot be tampered with, without being obvious. As the
sample to be taken is not always known before going out on inspections, it may
be necessary to take a selection of sample containers. It is good practice to
place all sampling materials, labels etc into a sampling kit that is re-stocked
after use. This gives an image of a professional approach to sampling to the
seller/owner of the food.
Items and sampling equipment that may be
useful when taking samples include: chopping board, can opener, knife, plastic
bags, scissors, spoons, jars (note: glass is not often allowed in factories),
gum tape, corkscrew, plastic gloves, ladle, protective clothing, cold box.
Whatever equipment is used, it is important to ensure that it is appropriately
maintained.
In some instances more specialized
equipment might be needed to carry out the sampling and could include items
such as a sampling spear, thief (specific piece of sampling equipment),
temperature-monitoring device, scales, and weights. Equipment such as food
processor or mincer may occasionally be useful, although it is more usual for
any blending to be left to the food analyst. A camera is a useful piece of
equipment for recording both the premises and details of the samples taken when
appropriate.
British Standards and ISO standards contain
many specifications of items of equipment those are useful during sampling,
including cheese borers, dippers, and sampling spears. Some standards also
specify appropriate ways of sampling for unusual shapes, e.g. round cheeses.
Consideration needs to be given to the type of sample to be taken prior to
setting out, to ensure that the appropriate equipment is available. It might
also be necessary to take another person along to help carry out the sampling,
especially if a large bulk of sample is to be taken or sub-sampled, or if there
are health and safety implications, e.g. sampling from large volumes of liquid
in vats, or food in silos.
Must
the food sample be taken during normal working hours?
Entry into food premises, within a
permitted area, may be demanded during reasonable hours, which usually means
during the normal business hours of the premises in question. However, working
hours within the food industry vary greatly and may not coincide with the
normal hours of work. Sampling visits should therefore be planned as part of
the inspection programme and timed having regard to all relevant and available
information, including hours of operation, hours at which certain foods may be
handled and any seasonal factors. It is desirable to sample at different times
of the day at manufacturing and packing premises to ensure that samples are
obtained from beginning and ends of batches etc., whether during the process of
a single inspection, or by timetabling subsequent inspections differently. It
is also important that food businesses are aware that they may be inspected and
samples taken at any time during their working hours. You may need to consider
the availability of appropriate secure storage facilities for any samples
obtained outside of normal office hours.
Should
prior warning of attendance be given?
The powers of entry under the Act are
extensive and officers may clearly enter either business or domestic premises (as
long as, in the latter case, the dwelling is in the Authority’s own area and
that 24 hours notice of intended entry is given to the occupier). Special
circumstances apply to police and special premises to investigate complaints
and carry out inspections. At the time of seeking entry, the officer may be
required to produce an authenticated document that shows their authority in the
case of official sampling by public health authorities. As a general rule,
inspections shall be carried out without prior warning. Circumstances will arise, however, when prior
notification of a visit will be beneficial, for example when the food business
is carrying out a particular operation (a small production run of a limited
line, for example).
Does
the Food Analyst need to know the sample is coming?
Whilst it is not essential to let the food
analyst know in advance of every sample to be submitted, in the interests of
efficiency and effectiveness it is important to let your analysts have a clear
idea of the numbers and types of samples and when they may be expected. It
would be prudent for any unusual demand or urgent requirements to be notified
to the food analysts as soon as possible. The following are examples of
particular instances when it is important to liaise with the food analyst
before sampling and to give an accurate indication of the number of samples
expected and when they are likely to be submitted:
In the case of the
delivery of large numbers of samples, or where space in freezers will need to
be allocated
Where samples need
to be analyzed soon after receipt, such as fresh milk for compositional
analysis, or foods with labile or evanescent analytes such as sulphite or
vitamin C
Test for
“previously frozen” must be made by prior arrangement because samples cannot be
stored for long and because test chemicals in the laboratory have a limited
shelf life and may need sourcing shortly before the samples are expected.
Is a
plan for sampling in special circumstances, for example postal purchases,
internet purchases and deliveries needed?
Special problems arise as a result of
distance selling, and most of the codes of practice guidance include a section
covering this area. This presents particular difficulties in sampling because a
food can be ordered by telephone, from the Internet or from literature and the
first possibility of sampling does not arise until the sample arrives at its
destination. Consideration has to be given as to whether a divided sample is
sensible or practical. For instance, if Scottish salmon were ordered by phone
and delivered, consideration needs to be given as to whether it can be divided
and whether a part of the sample can be returned to the seller. Also, what
changes might take place to that part of the sample in transit. It might be
concluded that division into three parts is not practical and a single part
sample used. The Authority needs clearly to consider the arguments in the case
of each food type and needs to be able to justify not dividing the sample in
the event of a court case. However, where a sample can be divided and returned
without fear of the part changing, e.g. vitamin tablets, it might be safer to
return a part of the sample to the seller/owner, although it is advisable to
discuss these arrangements with the seller/owner beforehand.
Is
any specialized clothing required?
The Food Safety Act and Code of Practice
requires authorities to provide officers with clean protective clothing
including headgear consistent with good industry practice. It also requires
officers to wear it, and to give details of their health status when requested
to do so. Many companies will have their own hygiene requirements for entering
food production areas and will normally provide sampling officers with the appropriate
clothing. These often include overalls, hairnets, hats, overshoes, wellington
boots, beard snoods etc. It is necessary to comply with the hygiene requirements
of the company concerned and this often includes a signed declaration of the officer’s
state of health.
For sampling in shops, the provision by the
authority of clean white coats, white hat and disposable gloves is good
practice. In certain instances personal protective equipment may be needed when
sampling. For instance, when dealing with the cutting of meat, the use of
protective clothing such as chain mail gloves might be necessary. Other protective
items might include protective boots, ear defenders, safety goggles, blue
plasters and a small first aid kit. The health and safety of sampling staff
should be considered at all times and they should also comply with the hygiene
requirements of any food company concerned.
Will
the samples be purchased or taken?
It is for the authorized officer to decide,
in accordance with the policy of their Food Authority, whether to purchase the
sample, or if powers to take it should be exercised. Officers have the power
to:
Purchase a sample
of any food, or any substance capable of being used in the preparation of food
(e.g. food additives);
Take a sample of
any food which; appears to be intended for sale, or to have been sold, for
human consumption, or they find on, or in, any premises which they are authorized
to enter.
Take a sample from
any food source, or a sample of any contact material (e.g. plastic packaging),
which is found on, or in, any such premises;
Take a sample of
any article or substance which is found on, or in, any such premises and which
the officer has reason to believe may be required as evidence in proceedings
under any provisions of the Act or of regulations or orders made under it.
It may be
beneficial for a sample to be obtained by ‘test purchase’ (i.e. by buying an
item of food as an ordinary purchaser without first announcing your identity as
an authorized officer to the seller).
Reference
http://multimedia.food.gov.uk/multimedia/pdfs/samplingguidancepart2.pdf
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